REQUIREMENTS TRACEABILITY MATRIX (RTM)

Project: FinTech Fraud Detection & Risk Analytics

Version

Author

Date

Status

1.0

Priyanka Chaudhari

2024-Q1

Approved

 

The RTM maps each Business Objective from the BRD to its Functional Requirements, corresponding SQL/Excel/Dashboard deliverables, test cases, and completion status. This ensures 100% requirement coverage and provides full audit traceability.

 

TRACEABILITY MATRIX

BRD Ref

Business Objective

FRD Ref

Functional Requirement

Deliverable

Test Case

Status

BO-01

Identify fraud exposure by merchant, category, geography, time

FR-SQL-02 FR-SQL-03 FR-SQL-04

Category analysis query Time-of-day query State risk ranking

fraud_analysis.sql (Queries 2,3,4)

TC-01: Verify category fraud rates sum to total

Complete

BO-01

Identify fraud exposure by merchant, category, geography, time

FR-XL-02

Excel: Fraud by Category tab with bar chart

Fraud_Risk_Analytics.xlsx Tab: Fraud by Category

TC-02: Chart renders with correct category labels

Complete

BO-02

Produce merchant risk scorecard

FR-SQL-09

CREATE VIEW v_merchant_risk_scorecard HIGH/MEDIUM/LOW classification

fraud_analysis.sql (View definition)

TC-03: All merchants classified; no NULL risk tiers

Complete

BO-03

Deliver monthly trend visibility

FR-SQL-07 FR-XL-04

Monthly trend query Excel: Monthly Trend tab with chart

fraud_analysis.sql (Q7) Fraud_Risk_Analytics.xlsx Tab: Monthly Trend

TC-04: 12 months returned; no missing months

Complete

BO-04

Profile high-risk customers for CDD

FR-SQL-06

Top 10 customers by fraud exposure query

fraud_analysis.sql (Query 6)

TC-05: Top 10 by exposure; verify amounts match is_fraud=1 filter

Complete

BO-05

Provide rule recommendations

FR-PBI-01 FR-PBI-02 FR-PBI-03

3-page Power BI dashboard Rule recommendations in README

Power BI .pbix file Project README.md

TC-06: Dashboard slicers cross-filter all visuals correctly

Complete

BO-05

Provide rule recommendations

NFR-05 NFR-06

Full BA documentation suite

BRD, FRD, RTM, User Stories .docx files

TC-07: All docs present in /docs folder; no broken references

Complete

 

TEST CASES SUMMARY

Test ID

Test Description

Expected Result

Actual Result

Pass/Fail

TC-01

Category fraud rates aggregate correctly

Sum of category fraud txns = total fraud count

Verified via SQL SUM

Pass

TC-02

Excel category chart renders

Bar chart shows all 7 categories with correct rates

Chart renders correctly

Pass

TC-03

Merchant scorecard has no NULL risk tiers

All merchants classified HIGH/MEDIUM/LOW

No NULLs found

Pass

TC-04

Monthly trend covers full 12 months

12 distinct months in output

12 months confirmed

Pass

TC-05

Customer profiling filters to fraud only

Only is_fraud=1 records in top-10 output

Filter verified

Pass

TC-06

Dashboard slicers cross-filter

Selecting a category filters all 3 pages

Cross-filter confirmed

Pass

TC-07

All BA docs present in /docs

BRD, FRD, RTM, User Stories all present

All 4 docs present

Pass